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Document Details

Filing Type

8-K (SEC's EDGAR System)

Company State Street Corporation (Boston, MA)
Event Date 1/17/2017
Filing Date 1/18/2017

Abstract: On Jan. 18, registrant announced that it entered into a settlement agreement with the U.S. Department of Justice and U.S. Attorney for the District of Massachusetts that resolves their investigation of the registrant concerning six EMEA-based clients that were overcharged for transition management services in 2010 and 2011. The deferred prosecution agreement was included by exhibit.

File Section(s)

  1. 8-K
  2. EXHIBIT 10.1
  3. EXHIBIT 99.1

Note: This document was filed with the SEC in HTML format, as allowed by the recent EDGAR system modernization. S&P cannot take responsibility for its appearance, layout, or legibility.