SEC Filings

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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Proxy DEF 14A 4/6/2017 5/17/2017
Proxy DEFA14A 4/6/2017
8-K 8-K 3/27/2017 3/27/2017
Abstract: Registrant reported that on March 27, it entered into a series of definitive agreements with DST Systems Inc. and its affiliates providing for, among other things, the acquisition by affiliates of DST Systems of the registrant’s interests in the parties’ joint ventures, Boston Financial Data Services Inc. and International Financial Data Services Ltd.
10-K 10-K/A 3/27/2017 12/31/2016
Abstract: Registrant filed its amendment No. 1 to its Form 10-K to correct the fiscal period referenced in the certifications filed as exhibits 31.1, 31.2 and 32.
8-K 8-K 2/28/2017 2/28/2017
Abstract: Registrant reported that it appointed Eric Aboaf to serve as its CFO, effective Feb. 28, succeeding Michael Bell.
10-K 10-K 2/17/2017 12/31/2016
13-D SC 13G/A 2/14/2017
13-D SC 13G/A 2/10/2017
13-F 13F-HR 2/9/2017 12/31/2016
8-K 8-K 2/8/2017 2/8/2017
Abstract: Registrant reported that on Feb. 8, Louis Maiuri, head of global markets and global exchange and executive vice president, will participate as a presenter at the Credit Suisse Annual Financial Services Forum. The presentation slides were included by exhibit.
13-D SC 13G/A 2/7/2017
13-D SC 13G/A 1/27/2017
13-D SC 13G/A 1/27/2017
8-K 8-K 1/25/2017 1/25/2017
Abstract: On Jan. 25, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2016. The slide presentation, among other things, was included by exhibit.
8-K 8-K 1/20/2017 1/17/2017
Abstract: Registrant reported that on Jan. 17, the executive compensation committee of its board of directors approved an amendment to its executive supplemental retirement plan to eliminate the generally applicable annual defined contribution credits for the 2017 and all subsequent compensation years.
8-K 8-K 1/18/2017 1/17/2017
Abstract: On Jan. 18, registrant announced that it entered into a settlement agreement with the U.S. Department of Justice and U.S. Attorney for the District of Massachusetts that resolves their investigation of the registrant concerning six EMEA-based clients that were overcharged for transition management services in 2010 and 2011. The deferred prosecution agreement was included by exhibit.
13-F 13F-HR/A 1/13/2017 9/30/2016
Financial Supplement FIN SUPP 12/31/2016
Annual Report AR 12/31/2016
Registration Statement Basel 2 P3 12/31/2016

Displaying 1 to 20 (of 830 filings)