SEC Filings

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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
8-K 8-K 2/28/2017 2/28/2017
Abstract: Registrant reported that it appointed Eric Aboaf to serve as its CFO, effective Feb. 28, succeeding Michael Bell.
10-K 10-K 2/17/2017 12/31/2016
13-D SC 13G/A 2/14/2017
13-D SC 13G/A 2/10/2017
13-F 13F-HR 2/9/2017 12/31/2016
8-K 8-K 2/8/2017 2/8/2017
Abstract: Registrant reported that on Feb. 8, Louis Maiuri, head of global markets and global exchange and executive vice president, will participate as a presenter at the Credit Suisse Annual Financial Services Forum. The presentation slides were included by exhibit.
13-D SC 13G/A 2/7/2017
13-D SC 13G/A 1/27/2017
13-D SC 13G/A 1/27/2017
8-K 8-K 1/25/2017 1/25/2017
Abstract: On Jan. 25, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2016. The slide presentation, among other things, was included by exhibit.
8-K 8-K 1/20/2017 1/17/2017
Abstract: Registrant reported that on Jan. 17, the executive compensation committee of its board of directors approved an amendment to its executive supplemental retirement plan to eliminate the generally applicable annual defined contribution credits for the 2017 and all subsequent compensation years.
8-K 8-K 1/18/2017 1/17/2017
Abstract: On Jan. 18, registrant announced that it entered into a settlement agreement with the U.S. Department of Justice and U.S. Attorney for the District of Massachusetts that resolves their investigation of the registrant concerning six EMEA-based clients that were overcharged for transition management services in 2010 and 2011. The deferred prosecution agreement was included by exhibit.
13-F 13F-HR/A 1/13/2017 9/30/2016
Financial Supplement FIN SUPP 12/31/2016
Registration Statement Basel 2 P3 12/31/2016
8-K 8-K 12/7/2016 12/7/2016
Abstract: Registrant reported that on Dec. 7, Antoine Shagoury, global chief information officer and executive vice president, is participating as a presenter at the Goldman Sachs U.S. Financial Services Conference in New York City. The presentation slides were included by exhibit.
8-K 8-K 11/22/2016 11/21/2016
Abstract: 8-K filed by State Street Corp. (STT) covering Material Modification to Rights of Security Holders.
13-F 13F-HR 11/14/2016 9/30/2016
10-Q 10-Q 11/3/2016 9/30/2016
8-K 8-K 10/26/2016 10/21/2016
Abstract: On Oct. 26, registrant reported its net income for the quarter ended Sept. 30. Registrant reported that on Oct. 21, its vice chairman, James Phalen, informed the registrant that he will retire on Jan. 20, 2017. The financial information and the presentation were included by exhibit.

Displaying 1 to 20 (of 825 filings)